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Dans le domaine de la gestion des ressources naturelles, la gestion adaptative, est un processus robuste de prise de décision face à l'incertitude, basé sur une approche itérative, et visant à réduire l'incertitude au-cours du temps grâce à un système de suivi et d'observation. De cette manière, le processus de prise de décision peut répondre simultanément à plusieurs objectifs de gestion des ressources. Le management adaptatif permet de changer un système mais aussi de mieux comprendre son fonctionnement[1]. En étant basé sur un processus d'apprentissage, il permet d'améliorer l'efficacité à long terme de la gestion. La difficulté de la gestion adaptative est de trouver le bon équilibre entre acquisition de connaissances sur le fonctionnement du système (pour améliorer son fonctionnement à long terme) et gestion efficace du système à cours terme (en utilisant les connaissances limitées disponibles)[2].

Objectifs[modifier | modifier le code]

Les principes de base de la gestion adaptative incluent :

  1. La gestion doit se faire à des échelles temporelles et spatiales adéquates
  2. La gestion doit prendre en compte la puissance statistiques et la présence de témoins positifs ou négatifs, dans son processus d'acquisition de données et de connaissances
  3. L'utilisation de la modélisation numérique pour construire une consensus écologique
  4. Utilisation du consensus écologique pour élaborer des stratégies alternatives
  5. Diffusion des alternatives dans les espaces de discussion politique

La mise en place de ces principes requière un processus de gestion ouvert, cherchant à impliquer les parties prenantes passées, présentes et futures. La gestion adaptative est un processus à la fois scientifique et social. Il se concentre sur le développement de nouvelles institutions et stratégies institutionnelles en lien avec le développement de théories scientifiques et d'approches expérimentales (resilliance.org).

La gestion adaptative peut être active ou passive, suivant la manière dont se déroule l'apprentissage. L'approche passive n'utilise l'apprentissage que lorsqu'il permet de répondre à des besoins précis. L'approche active inclue l'apprentissage parmi ses objectifs[1][3]. Dans les deux cas, les connaissances nouvellement acquises sont intégrées dans les modèles et de nouvelles stratégies de gestion en sont tirées.

Features[modifier | modifier le code]

Key features of both passive and active adaptive management are:

  • Iterative decision-making (evaluating results and adjusting actions on the basis of what has been learned)
  • Feedback between monitoring and decisions (learning)
  • Explicit characterization of system uncertainty through multi-model inference
  • Bayesian inference
  • Embracing risk and uncertainty as a way of building understanding

However, a number of process failures related to information feedback can prevent effective adaptive management decision making:[4]

  1. data collection is never completely implemented;
  2. data are collected but not analyzed;
  3. data are analyzed but results are inconclusive;
  4. data are analyzed and are interesting, but are not presented to decision makers;
  5. data are analyzed and presented, but are not used for decision-making because of internal or external factors

History[modifier | modifier le code]

L'invention du concept de gestion adaptative peut être attribuée à Frederick Taylor, qui développa la "gestion scientifique" dans les années 1900 (Haber, 1964). Deux écologues de l'Université de Colombie Britannique, C.S. Holling et C.J. Walters[1],[3] développent l'approche de gestion adaptative dnas les années 1970-1980 et font la distincition entre l'approche apssive et l'approche active. Kai Lee, un physicien de Princeton, further developed the adaptive management approach as they distinguished between passive and active adaptive management practice. Kai Lee, notable Princeton physicist, expanded upon the approach in the late 1970s and early 1980s while pursuing a post-doctorate degree at UC Berkeley. The approach was further developed at the International Institute for Applied Systems Analysis (IIASA) in Vienna, Austria, while C.S. Holling was director of the Institute. In 1992, Hilbourne described three learning models for federal land managers, around which adaptive management approaches could be developed, these are reactive, passive and active.

Adaptive management has probably been most frequently applied in Yap, Australia and North America, initially applied in fishery management, but received more broad application in the 1990s and 2000s. One of the most successful applications of adaptive management has been in the area of waterfowl harvest management in North America, most notably for the mallard[5].

Adaptive management in a conservation project and program context can trace its roots back to at least the early 1990s, with the establishment of the Biodiversity Support Program (BSP) in 1989. BSP was a USAID-funded consortium of WWF, The Nature Conservancy (TNC), and World Resources Institute (WRI). Its Analysis and Adaptive Management Program sought to understand the conditions under which certain conservation strategies were most effective and to identify lessons learned across conservation projects. When BSP ended in 2001, TNC and Foundations of Success (FOS, a non-profit which grew out of BSP) continued to actively work in promoting adaptive management for conservation projects and programs. The approaches used included Conservation by Design (TNC) and Measures of Success (FOS).

In 2004, the Conservation Measures Partnership (CMP) – which includes several former BSP members – developed a common set of standards and guidelines for applying adaptive management to conservation projects and programs.

Use in environmental practices[modifier | modifier le code]

Applying adaptive management in a conservation project or program involves the integration of project/program design, management, and monitoring to systematically test assumptions in order to adapt and learn. The three components of adaptive management in environmental practice are:

  • Testing Assumptions is about systematically trying different actions to achieve a desired outcome. It is not, however, a random trial-and-error process. Rather, it involves using knowledge about the specific site to pick the best known strategy, laying out the assumptions behind how that strategy will work, and then collecting monitoring data to determine if the assumptions hold true.
  • Adaptation involves changing assumptions and interventions to respond to new or different information obtained through monitoring and project experience.
  • Learning is about explicitly documenting a team’s planning and implementation processes and its successes and failures for internal learning as well as learning across the conservation community. This learning enables conservation practitioners to design and manage projects better and avoid some of the perils others have encountered.[6] Learning about a managed system is only useful in cases where management decisions are repeated[7].

Application to environmental projects and programs[modifier | modifier le code]

Open Standards for the Practice of Conservation lay out 5 main steps to an adaptive management project cycle (see Figure 1). The Open Standards represent a compilation and adaptation of best practices and guidelines across several fields and across several organizations within the conservation community. Since the release of the initial Open Standards (updated in 2007 and 2013), thousands of project teams from conservation organizations (e.g., TNC, Rare, and WWF), local conservation groups, and donors alike have begun applying these Open Standards to their work. In addition, several CMP members have developed training materials and courses to help apply the Standards.

Some recent write-ups of adaptive management in conservation include: wildlife protection (SWAP, 2008), forests ecosystem protection (CMER, 2010), coastal protection and restoration (LACPR, 2009), natural resource management (water, land and soil), species conservation especially, fish conservation from overfishing (FOS, 2007) and climate change (DFG, 2010). In addition, some other examples follow:

  • In 2006-2007, FOS worked with The National Fish and Wildlife Foundation (NFWF) to develop an evaluation system help NFWF gauge impact across the various coral reef habitat and species conservation projects;
  • In 2007, FOS worked with the Ocean Conservancy (OC) to evaluate the effectiveness of this Scorecard in helping to end overfishing in domestic fisheries.
  • Between 1999-2004, FOS worked for WWF’s Asian Rhino and Elephant Action Strategy (AREAS) Program to ensure that Asian elephants and rhinos thrive in secure habitats within their historical range and in harmony with people.
  • The Department of Fish and Game (DFG) is developing and implementing adaptation strategies to help protect, restore and manage fish and wildlife, with the understanding that some level of climate change will occur and that it will have profound effects on ecosystems in the United States.
  • The Adaptive Management program was created by CMR to provide science-based recommendations and technical information to assist the Forest Practices Board. In April 2010, the Forest Practices Adaptive Management Annual Science Conference was held in Washington.
  • In 2009, The Louisiana Coastal Protection and Restoration (LACPR) Technical Report has been developed by the United States Army Corps of Engineers (USACE) according to adaptive management process.
  • Since 2009, the Kenya Wildlife Service has been managing its marine protected areas using adaptive management in an ongoing process of learning through the Science for Active Management (SAM) Program.

Tools and guidance for conservation practitioners[modifier | modifier le code]

The following resources offer guidance on designing and planning conservation projects (Steps 1 and 2 of the Open Standards), as well as more general guidance on the adaptive management process.

Step 1 Conceptualize (Describing the Project’s Context)*IUCN-CMP Unified Classifications of Direct Threats and Conservation Actions: A standardized taxonomy of direct threats to biodiversity and conservation actions that helps conservation teams speak a common language across projects to facilitate learning.

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: An online course manual to walk users through the conceptualization phase of the adaptive management project cycle.

Step 2 Plan Actions and Monitoring*Using Results Chains to Improve Strategy Effectiveness: A guide that explains how to build results chains – a tool for clarifying a project team’s assumptions about how their actions will contribute to reducing threats and conserving biodiversity.

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: An online course manual used by WWF’s Online Campus to walk users through the actions and monitoring plan phase of the adaptive management project cycle.

Use in other practices as a tool for sustainability[modifier | modifier le code]

Adaptive management as a systematic process for improving environmental management policies and practices is the traditional application however, the adaptive management framework can also be applied to other sectors seeking sustainability solutions such as business and community development. Adaptive management as a strategy emphasizes the need to change with the environment and to learn from doing. Adaptive management applied to ecosystems makes overt sense when considering ever changing environmental conditions. The flexibility and constant learning of an adaptive management approach is also a logical application for organizations seeking sustainability methodologies. Businesses pursuing sustainability strategies would employ an adaptive management framework to ensure that the organization is prepared for the unexpected and geared for change. By applying an adaptive management approach the business begins to function as an integrated system adjusting and learning from a multi-faceted network of influences not just environmental but also, economic and social (Dunphy, Griffths, & Benn, 2007). The goal of any sustainable organization guided by adaptive management principals must be to engage in active learning to direct change towards sustainability (Verine, 2008). This “learning to manage by managing to learn” (Bormann BT, 1993) will be at the core of a sustainable business strategy.

Sustainable community development requires recognition of the relationship between environment, economics and social instruments within the community. An adaptive management approach to creating sustainable community policy and practice also emphasizes the connection and confluence of those elements. Looking into the cultural mechanisms which contribute to a community value system often highlights the parallel to adaptive management practices, “with [an] emphasis on feedback learning, and its treatment of uncertainty and unpredictability”(Berkes, Colding, & Folke, 2000). Often this is the result of indigenous knowledge and historical decisions of societies deeply rooted in ecological practices (Berkes, Colding, & Folke, 2000). By applying an adaptive management approach to community development the resulting systems can develop built in sustainable practice as explained by the Environmental Advisory Council (2002), “active adaptive management views policy as a set of experiments designed to reveal processes that build or sustain resilience. It requires, and facilitates, a social context with flexible and open institutions and multi-level governance systems that allow for learning and increase adaptive capacity without foreclosing future development options” ( p. 1121).

In an ever-changing world, adaptive management appeals to many practices seeking sustainable solutions by offering a framework for decision making that proposes to support a sustainable future which, “conserves and nurtures the diversity — of species, of human opportunity, of learning institutions and of economic options”(The Environmental Advisory Council, 2002, p. 1121).

Effectiveness of adaptive management[modifier | modifier le code]

It is difficult to test the effectiveness of adaptive management in comparison to other management approaches. One challenge is that once a system is managed using one approach it is difficult to determine how another approach would have performed in exactly the same situation.[8] One study tested the effectiveness of formal passive adaptive management in comparison to human intuition by having natural resource management students make decisions about how to harvest a hypothetical fish population in an online computer game. The students on average performed poorly in comparison to the computer programs implementing passive adaptive management[8],[9].

General resources[modifier | modifier le code]

Information and guidance on the entire adaptive management process is available from CMP members’ websites and other online sources:

  • The Conservation Measures Partnership’s Open Standards for the Practice of Conservation provide general guidance and principles for good adaptive management in conservation.
  • Miradi Adaptive Management Software for Conservation Projects is user friendly software developed through a joint venture between CMP and Benetech. The software walks conservation teams through each step of the Open Standards.
  • Foundations of Success (FOS) Resources and Training web pages list reference materials on adaptive management and monitoring and evaluation, as well as information about online or in-person courses in adaptive management.
  • The Nature Conservancy’s Conservation Action Planning (CAP) Resources page includes detailed guidance and tools for implementing the CAP adaptive management process. See also TNC’s CAP Standards.
  • The Wildlife Conservation Society’s Living Landscapes page contains extensive guidance materials on WCS’s approach to adaptive management.
  • WWF's web page on the WWF Standards of Conservation Project and Programme Management contains detailed guidance, resources, and tools for the steps in WWF's adaptive management process.
  • Measures of Success: Designing, Managing, and Monitoring Conservation and Development Projects, written in 1998 by Richard Margoluis and Nick Salafsky, was one of the first detailed manuals about applying adaptive management to conservation projects. Also available in Spanish.
  • Foundations of Success (FOS) [1] web pages list Asian Rhino and Elephant Program Evaluation in 2004.
  • Foundations of Success (FOS) [2] web pages list National Fish & Wildlife Foundation’s Coral Fund in 2007.
  • Foundations of Success (FOS)[3] web pages list Ocean Conservancy’s Overfishing Scorecard in 2007.
  • The Department of Fish and Game(DFG)[4] web pages list Adapting to Climate Change programme.
  • U.S. Army Corps of Engineers [5] web pages list Louisiana Coastal Protection and Restoration Final Technical Report in 2009.
  • Washington State Department of Natural Resource(CMR) [6] web pages list Forest Practices Adaptive Management Program in 2010.

See also[modifier | modifier le code]

Silviculture

  1. a b et c (en) C.S. Holling, Adaptive Environmental Assessment and Management, John Wiley & Sons, (ISBN 9781932846072)
  2. (en) Catherine Allan et George Henry Stankey, Adaptive Environmental Management: A Practitioner's Guide, Springer Science & Business Media, (ISBN 9781402096327, lire en ligne)
  3. a et b (en) Walters, Carl J., 1944-, Adaptive management of renewable resources, Macmillan, (ISBN 0029479703, OCLC 13184654, lire en ligne)
  4. Elzinga, Caryl L, Salzer, Daniel W et Willoughby, John W, « Measuring & Monitering Plant Populations », {{Article}} : paramètre « périodique » manquant,‎ (lire en ligne)
  5. (en) James D. Nichols, Fred A. Johnson, Byron K. Williams et G. Scott Boomer, « On formally integrating science and policy: walking the walk », Journal of Applied Ecology, vol. 52, no 3,‎ , p. 539–543 (ISSN 1365-2664, DOI 10.1111/1365-2664.12406, lire en ligne)
  6. George H. Stankey, Roger N. Clark, Bernard T. Bormann, George H. Stankey, Roger N. Clark et Bernard T. Bormann, « Adaptive management of natural resources: theory, concepts, and management institutions. », {{Article}} : paramètre « périodique » manquant, paramètre « date » manquant (lire en ligne)
  7. (en) Tracy M. Rout, Cindy E. Hauser et Hugh P. Possingham, « Optimal adaptive management for the translocation of a threatened species », Ecological Applications, vol. 19, no 2,‎ , p. 515–526 (ISSN 1939-5582, DOI 10.1890/07-1989.1, lire en ligne)
  8. a et b (en) Matthew H. Holden et Stephen P. Ellner, « Human judgment vs. quantitative models for the management of ecological resources », Ecological Applications, vol. 26, no 5,‎ , p. 1553–1565 (ISSN 1939-5582, DOI 10.1890/15-1295, lire en ligne)
  9. (en) Pacific Standard, « Sometimes, Even Bad Models Make Better Decisions Than People », Pacific Standard,‎ (lire en ligne)
  • Carey, G., Crammond, B., Malbon, E. et et al., « Adaptive policies for reducing inequalities in the social determinants of health. », International Journal of Health Policy and Management, vol. 4, no 11,‎ , p. 763–767 (lire en ligne)
  • (en) Bormann, B.T., Wagner, F.H., Wood, G., Algeria, j., Cunningham, P.G., Brooks, M.H., Friesema, P., Berg, J. et Henshaw,J, Ecological Stewardship: A common reference for ecosystem management, Amsterdam, Elsevier,
  • (en) Williams, Byron K., Robert C. Szaro et Carl D. Shapiro, Adaptive Management: The U.S. Department of the Interior Technical Guide, US Department of the Interior, (ISBN 1-4113-1760-2)
  • (en) C. S. (ed.) Holling, Adaptive Environmental Assessment and Management, Chichester, Wiley, (ISBN 0-471-99632-7)
  • Marjorie Falanrue « People pressure and management of limited resources on Yap » ()
    Proc. World Congress on National Parks
  • (en) Walters, C.J., Adaptive Management of Renewable Resources, New York, NY, Mc Graw Hill, (ISBN 0-02-947970-3)
  • (en) Kai N. Lee, Compass and Gyroscope: Integrating Science and Politics for the Environment, Washington, D.C., Island Press, (ISBN 1-55963-197-X)
  • (en) Carl Walters, Adaptive Management of Renewable Resources, New York, Macmillan, (ISBN 0-02-947970-3)
  • (en) Argyris, Chris et Donald A. Schön, Organizational Learning: A Theory of Action Perspective, Reading, Massachusetts, Addison-Wesley, (ISBN 0-201-00174-8)
  • (en) Barriers and Bridges to the Renewal of Ecosystems and Institutions, New York, Columbia University Press, (ISBN 0-231-10102-3)
  • (en) Margoluis, Richard et Nick Salafsky, Measures of Success: Designing, Managing, and Monitoring Conservation and Development Projects, Washington, D.C, Island Press, (ISBN 978-1-55963-612-4)
  • (en) Schön, Donald A., The Reflective Practitioner: How Professionals Think In Action, New York, Basic Books, (ISBN 978-0-465-06878-4)
  • (en) Senge, Peter M., The Fifth Discipline: The Art and Practice of the Learning Organization, New York, Currency Doubleday, (ISBN 978-0-385-26095-4)
  • (en) Catherine Allan et George H. Stankey, Adaptive Environmental Management: A Practitioner’s Guide, The Netherlands, Dordrecht, (ISBN 978-90-481-2710-8)
  • Johnson, F.A., Williams, B.K., Nichols, J.D., Hines, J.El, Kendall, W.L., Smith, G.W. et Caithamer, D.F., « Developing an adaptive management strategy for harvesting waterfowl in North America », Trans N Am Wildl Nat Resour Conf, no 58,‎ , p. 565–583
  • Hilborn, R., « Can fisheries agencies learn from experience? », Fisheries, vol. 4, no 17,‎ , p. 6–14
  • Nichols, J.D., Runge, M.C., Johnson, F.A. et Williams, B.K., « Adaptive harvest management of North American waterfowl populations: a brief history and future prospects », Journal of Ornithology, vol. 148, no 148,‎ , p. 343 (DOI 10.1007/s10336-007-0256-8, lire en ligne)
  • Nichols, J.D., Johnson, F.A. et Williams, B.K., « Managing North American waterfowl in the face of uncertainty », Annu. Rev. Ecol. Syst., vol. 26,‎ , p. 177–199 (DOI 10.1146/annurev.es.26.110195.001141)
  • Johnson, F.A. et Williams, B.K., « Protocol and practice in the adaptive management of waterfowl harvests. », Conservation Ecology, vol. 3, no 8,‎ (lire en ligne)
  • Margoluis, R., Stem, C., Salafsky, N. et Brown, M., « Using conceptual models as a planning and evaluation tool in conservation », Evaluation and Program Planning, vol. 32, no 2,‎ , p. 138–147 (PMID 19054560, DOI 10.1016/j.evalprogplan.2008.09.007)
  • (en) David R. Marmorek, D.C.E. Robinson, C. Murray et L. Grieg, Enabling Adaptive Forest Management, National Commission on Science for Sustainable Forestry, (lire en ligne), p. 94
  • Greig, L., Marmorek, D.R., Murray, C.M. et Robinson, D.C.E., « Insight into enabling adaptive management », Ecology and Society, vol. 18, no 3,‎ , p. 24 (lire en ligne)
  • (en) Carol Murray et David Marmorek, Ecological Restoration of Southwestern Ponderosa Pine Forests, Washington, D.C., Island Press, , 417–428 p. (ISBN 1-55963-652-1), « Adaptive management and ecological restoration »
  • (en) Randall M. Peterman et Calvin N. Peters, Statistical Methods for Adaptive Management Studies, Victoria, B.C., B.C. Ministry of Forests, , 105–127 p. (ISBN 0-7726-3512-9, lire en ligne), « Decision analysis: taking uncertainties into account in forest resource management »
  • Salafsky, N., Margoluis, R., Redford, K. et Robinson, J., « Improving the practice of conservation: A conceptual framework and agenda for conservation science », Conservation Biology, vol. 16, no 6,‎ , p. 1469–1479 (DOI 10.1046/j.1523-1739.2002.01232.x, lire en ligne)
  • Salafsky, N., Salzer, D., Stattersfield, A.J., Hilton-Taylor, C., Neugarten, R., Butchart, S.H.M., Collen, B., Cox, N., Master, L.L., O’Connor, S. et Wilkie, D., « A standard lexicon for biodiversity conservation: Unified classifications of threats and actions », Conservation Biology, vol. 22, no 4,‎ , p. 897–911 (PMID 18544093, DOI 10.1111/j.1523-1739.2008.00937.x, lire en ligne)
  • Salzer, D. et Salafsky, N., « Allocating resources between taking action, assessing status, and measuring effectiveness of conservation actions », Natural Areas Journal, vol. 26, no 3,‎ , p. 310–316 (DOI 10.3375/0885-8608(2006)26[310:ARBTAA]2.0.CO;2, lire en ligne [archive du ])
  • (en) George H Stankey, Roger N. Clark et Bernard T. Bormann, Adaptive management of natural resources: theory, concepts, and management institutions, Gen. Tech. Rep. PNW-GTR-654. Portland, OR: U.S. Department of Agriculture, Forest Service, Pacific Northwest Research Station, (lire en ligne), p. 73 p
  • Stem, C.., Margoluis, R., Salafsky, N. et Brown, M., « Monitoring and evaluation in conservation: A review of trends and approaches », Conservation Biology, vol. 19, no 2,‎ , p. 295–309 (DOI 10.1111/j.1523-1739.2005.00594.x, lire en ligne)
  • (en) Lev Virine et Michael Trumper, Project Decisions: The Art and Science, Vienna, VA, Management Concepts, (ISBN 978-1-56726-217-9, lire en ligne)
  • (en) Measuring and Monitoring Plant Populations, Denver, CO, Bureau of Land Management, (lire en ligne)
  • Alana L. Moore et Michael A., « On Valuing Information in Adaptive-Management, Models », Conservation Biology, vol. 24, no 4,‎ , p. 984–993 (PMID 20136870, DOI 10.1111/j.1523-1739.2009.01443.x, lire en ligne)
  • (en) George H. Stankey, Roger N. Clark et Bernard T. Bormann, Adaptive Management of Natural Resources: Theory, Concepts, and Management Institutions, Washington, United States Department of Agriculture (USDA), (lire en ligne)
  • « Deconstructing adaptive management: criteria for application to environmental management », Ecological Applications, vol. 16, no 6,‎ , p. 2411–2425 (PMID 17205914, DOI 10.1890/1051-0761(2006)016[2411:DAMCFA]2.0.CO;2, lire en ligne)
  • Australian Government Connected Water |url= https://web.archive.org/web/20110215233134/http://www.connectedwater.gov.au/framework/adaptive_management.html%7C
  • Berkes, F., Colding, J. et Folke, C., « Rediscovery of Traditional Ecological Knowledge as Adaptive Management », Ecological Applications, vol. 10, no 5,‎ , p. 1251–1262 (DOI 10.1890/1051-0761(2000)010[1251:ROTEKA]2.0.CO;2)
  • Chaffee, E. E., « Three Models of Strategy », The Academy of Management Review, vol. 10, no 1,‎ , p. 89–98 (DOI 10.5465/amr.1985.4277354)
  • (en) Dunphy, D., Griffths, A. et Benn, S, Organizational Change for Corporate Sustainability, London, Routledge,
  • (en) The Environmental Advisory Council, Resilience and Sustainable Development: Building Adaptive Capacity in a World of Transformation, stockholm, EDITA NORSTEDTS TRYCKERI AB,
  • Verine, L., « Adaptive Project Management », PM World Today, vol. 10, no 5,‎ , p. 1–9
  • Rout, T.M., Hauser, C.E. et Possingham, H.P., « Optimal adaptive management for the translocation of a threatened species », Ecological Applications, vol. 19, no 2,‎ , p. 515–516 (PMID 19323207, DOI 10.1890/07-1989.1)
  • Shea, K., Possingham, H.P., Murdoch, WW. et Roush, R., « Active Adaptive Management in Insect Pest and Weed Control: Intervention with a Plan for Learning », Ecological Applications, vol. 12, no 3,‎ , p. 927–936 (DOI 10.1890/1051-0761(2002)012[0927:AAMIIP]2.0.CO;2)